Strike Graph, the AI-native compliance management platform, today launched Trust Chain, a Third-Party Risk Management solution that moves vendor risk assessments from self-reported questionnaires to ...

We are in the middle of a major risk management revolution that is calling into question our traditional definitions and processes for measuring and managing risk. One key area of concern has been the ...

In the July 2012 Regulatory Notice 12-25, Finra provides additional guidance on the issue of “suitability.” Specifically, Finra states “a broker must have a reasonable basis to believe that a . . .

Forbes contributors publish independent expert analyses and insights. True Tamplin is on a mission to bring financial literacy into schools. Risk management is the calculated approach to understanding ...

Adam Hayes, Ph.D., CFA, is a financial writer with 15+ years Wall Street experience as a derivatives trader. Besides his extensive derivative trading expertise, Adam is an expert in economics and ...